Regulatory Compliance

The volume of transactions is growing. The number of regulations is growing. The focus on compliance is reinforced more with every passing day. The Aleri Streaming Platform can aggregate and filter the massive amounts of transaction information and combine it with up-to-date price data and historical data where necessary. This can be used to generate alerts in real-time when limits or threshold values are exceeded, and the stored data can be used to generate needed reports, accelerating and automating what is often a complex and time-consuming process. Specific examples of how Aleri is dealing with Regulatory Compliance issues include MiFID and Reg NMS. (learn more about these issues)